Paul L. Caron

Friday, March 20, 2020

Hickman: Justice Gorsuch And Waiving Chevron

Kristin E. Hickman (Minnesota), Justice Gorsuch and Waiving Chevron:

The Supreme Court has denied certiorari in Guedes v. Bureau of Alcohol, Tobacco, Firearms & Explosives, also known as the bumpstocks case. The D.C. Circuit relied on Chevron deference in upholding the regulations banning bumpstocks. In a statement respecting the denial of certiorari, Justice Gorsuch objected to the D.C. Circuit’s reliance on Chevron deference.

One of Justice Gorsuch’s reasons for objecting to Chevron deference in Guedes is well known to Chevron observers. Specifically, the interpretation of the relevant statute contained in the regulation could lead to criminal penalties in the future. I wrote about this concern many years ago. Since then, Judge Jeffrey Sutton of the Sixth Circuit has written eloquently about this issue, first in Carter v. Welles-Bowen Realty, and subsequently in Esquivel-Quintana v. Lynch, arguing that the rule of lenity should take precedence over Chevron deference. The Supreme Court dodged that issue in Esquivel-Quintana by concluding that the statute in that case was otherwise clear. Oddly, although Justice Gorsuch in his Guedes statement cited Judge Sutton’s opinion in Esquivel-Quintana, Justice Gorsuch did not mention the rule of lenity by name. The Supreme Court’s statements regarding Chevron, civil cases, and the rule of lenity have been mixed over the years. In 2014, in a statement regarding the Supreme Court’s denial of certiorari in Whitman v. United States, Justice Scalia called upon the Court in future to consider whether courts “owe deference to an executive agency’s interpretation of a law that contemplates both criminal and administrative enforcement,” also citing Judge Sutton. Although Esquivel-Quintana did not yield such consideration, perhaps Justice Gorsuch’s statement in Guedes will prompt litigants to try again regarding the relationship between Chevron and lenity. ...

[B]beyond Guedes, the issue of Chevron waiver has been sweeping the circuit courts of appeals. Justice Gorsuch’s short statement in Guedes notwithstanding, whether the government actually can waive Chevron deference remains an open question. Richard Pierce and I have been tracking this issue in our bi-annual supplements to the Administrative Law Treatise. As David Hahn and I observe in a forthcoming article entitled Categorizing Chevron, 81 Ohio St. L.J. (to be published in 2020, but unfortunately not quite ready to be posted on SSRN), how one contemplates that question depends largely on whether one thinks of Chevron as rule of decision, a standard of review, or a canon of construction. We believe the bulk of the doctrinal evidence supports categorizing Chevron as a standard of review, and we argue that standards of review cannot be waived, but rather are to be determined by the reviewing court irrespective of the arguments, or the silence, of the litigants. Regardless, as Justice Gorsuch’s statement in Guedes makes obvious, Chevron waiver is yet another issue regarding Chevron‘s scope to watch.

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wrote a bit about this 3 years ago...

Posted by: Diane klein | Mar 20, 2020 8:27:02 AM